Updating Results


  • 500 - 1,000 employees

Graduate Adviser - Listing Compliance

Working closely with and supporting ASX Listings. Compliance Advisers to protect the integrity and reputation of ASX markets.

Opportunity details

Opportunity Type
Graduate Job
Number of Vacancies
Start Date

Application dates

Applications Open
22 Mar 2021
Applications Close
7 Apr 2021

Minimum requirements

Minimum Prior Qualification
Accepting International Applications
Qualifications Accepted
Actuarial Studies
Business Administration
International Business
Office Studies
Project Management
Event Management
Human Resources
Justice & Law Enforcement
Commercial Law
Constitutional Law
Criminal Law
Family Law
International Law
Tax Law
Legal Studies

What you will do:

Work closely with and assist ASX Listings Compliance Advisers in the supervision of listed entities, and protect the
integrity and reputation of the ASX market by.

  • Assisting in reviewing periodic filings made by listed entities for compliance with the Listing Rules
  • Reviewing corporate governance statements made by listed entities for compliance with the Listing Rules
  • Assisting in the preparation of standard waiver applications by listed entities for conformity with ASX policy
  • Assisting in conducting any ad hoc or periodic reviews with particular Listing Rule requirements
  • Assisting in investigating any allegations or complaints of non-compliance by listed entities
  • Supporting Listings Advisers in responding promptly and in a helpful and courteous manner to Listing Rule enquiries by listed entities and their advisers
  • Supporting Listings Advisers in their dealings with listed entities and their advisers from time to time to develop a relationship with them and to assist them with their compliance needs in relation to the Listing Rules
  • Develop a good knowledge of the Listing Rules and their application
  • Develop a good understanding of the role of equity markets, including capital raisings, mergers and acquisitions, corporate restructures and other corporate activities.

What you have done:

  • A tertiary qualification in law. Candidates will also be able to demonstrate strong analytical and written skills, communication competencies and professionalism required of the role
  • Relevant industry or professional experience

And if you've got some of this, even better:

  • Good oral / written communication skills
  • Good analytical and problem solving skills
  • Good negotiating and influencing skills
  • Good presentation skills

What you need to enjoy and be good at for this role:

  • Willingness to learn about the operation of the securities market
  • Willingness to research and undertake key support functions
  • Able to work effectively and co-operatively in a team environment
  • Able to command respect from peers, managers and internal and external stakeholders
  • Able to manage the pressure of urgent matters and competing priorities
  • Able to manage difficult conversations with listed entities and their advisers regarding non-compliance with the Listing Rules
  • An enquiring mind and the determination to push back when information or explanations provided by listed entities appear inadequate
  • Unquestionable integrity
  • Objectivity and fairness
  • An eye for detail and a concern for quality